Midlevel Associate Investment Management Financial Institutions

Direct Counsel

New York, NY, USA

Published: 6/14/2022

Full Time

Job Description

Direct Counsel is assisting one of the world’s leading international law firms in hiring a highly qualified midlevel associate to join their Investment Management – Financial Institutions practice group in either the New York, Philadelphia, or Washington, DC office.

Qualifications:

3–5 years of experience with investment adviser regulatory matters
Comparable law firm experience and/or experience working at the Securities and Exchange Commission
Familiarity with the Investment Advisers Act of 1940 and other federal securities laws
Experience counseling top-tier investment management firms on regulatory matters, including registration, conflicts of interest, compliance policies, advertising/marketing, SEC examinations, enforcement defense, and new product development
Excellent academic credentials with strong organizational, drafting, communication, and analytical skills
Active bar membership in the state of the office for which you are applying

Compensation:

Salary range for New York and Washington, DC: $225,000 to $435,000
Final salary will be determined during the interview process, based on experience, expertise, and other factors
Total compensation may include a comprehensive benefits package, including medical, financial, 401(k) eligibility, paid time off (vacation, sick time, parental leave), and more