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Operations Associate-Financial Services

Trandon Associates, Inc
locationNew York, NY, USA
PublishedPublished: 6/14/2022
Full Time

Job Description

Job Description

Full-service Broker/Dealer is looking for an Operations Associate to join their team in their Manhattan office!

QUALIFICATIONS:

  • Experience out of financial or related industry a plus
  • SIE and Series 99 required. Series 7 preferred
  • Excellent communication skills

RESPONSIBILITIES:

  • Making check deposits, ACH’s, wire processing, opening new accounts, journals, ACATs, Stock deposits/DWACs
  • Interaction with Advisors and identifying discrepancies in client info and requests.
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